Fixed Fee: $35,000–$45,000 / year

Scope: Up to 300 hours annually

 

Includes comprehensive quarterly testing, year-round advisory, and end-of-year audit committee materials to ensure robust SOX compliance with predictable costs.

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What's Included:

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• Quarterly Testing: Execution of testing procedures for up to 40 key IT General Controls (ITGCs) each quarter.

• Documentation & Walkthroughs: Includes design walkthroughs, sample testing, and evidence documentation.

• Remediation Support: Practical recommendations for remediation and follow-up on identified issues.

• Year-Round Advisory: Ongoing access to expert advice related to your SOX IT controls.

• Audit Committee Materials: Preparation of materials for end-of-year reporting.

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Quarterly Structure:

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• Q1: Risk Assessment & Control Scoping/Planning

• Q2: Control Design Walkthroughs & Design Effectiveness Review

• Q3: Interim Operating Effectiveness Testing

• Q4: Final Operating Effectiveness Testing, Remediation Validation & Year-End Reporting

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